Characteristics of Influenza HA-NA Interdependence Determined Through a Graphical Technique
Subhash C. Basak,
Influenza viruses are characterized by two surface proteins - the hemagglutinin (HA) of
which there are 16 varieties, and the neuraminidase (NA) of which there are 9, each subtype
characterized by its antigenic properties. Although theoretically 16 x 9 combinations are possible, only a few like the
H1N1, H3N2, etc are seen to occur more frequently. Numerous studies with select subtypes like H1N1, H5N1, etc., have
explained this phenomena by indicating that viral viability necessitates functional balance between the NA and HA so that
only some combinations are favored. However, the reasons for this balance or its characteristics and whether this is
universal for influenza subtypes are not yet known.
Using novel graphical techniques and hypothesizing a coupling between the HA and NA, we devised a coupling factor to
estimate the interdependence, if any, between HA and NA sequences covering a global sample of 10 subtypes and 164
sequences. We found that (a) the coupling we hypothesized between HAs and NAs is characteristic of each subtype, (b)
within each subtype the coupling value is significantly different for human infecting strains and those that infect avians,
and (c) artificial strains made up by mixing and matching HAs and NAs from different subtypes produce coupling factors
that are far from the characteristic values for the parent subtype indicating possibly non-viable viruses, a result that
matches with experimental evidence of Zhang et al. . We also show that some natural strains that did not fit the
characteristic values for its subtype could have been possible mismatches during viral packaging. Our observations have
important consequences for drug and vaccine design and for monitoring of influenza virus reassortments and possible
evolution of human pandemics.
Keywords: Drug and vaccine development, graphical representation, HA sequence plots, HA-NA coupling characteristics,
HA-NA interdependence, mathematical characterization, monitoring flu sequences, NA sequence plots.
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